Securities Dealers Definition

Below please find a definition of “Securities Dealers”

Financial Analysis Training & Glossary TermsSecurities Dealers:

(1) An individual or firm in the securities business acting as a principal rather than an agent. Typically, a dealer buys for his/her own account and sells to a customer from his/her own inventory.

(2) An entity that stands ready and willing to buy a security for its own account (at its bid price) or sell from its own account (at its ask price).

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